Solutions
Govix for Investment Managers
AIFMD, MiFID II, prudential requirements, and AML/CFT — your regulatory surface area grows with every new fund, strategy, or jurisdiction. Govix keeps the mapping defensible as you scale.
The reality today
Mid-market investment managers face a complex regulatory surface area that multiplies with each new strategy, jurisdiction, or fund structure. Compliance teams are stretched thin.
AIFMD, MiFID II, UCITS, prudential, AML/CFT, and market abuse requirements overlap and interact. Mapping these to a single coherent compliance framework is an ongoing challenge.
Every new fund, strategy, or jurisdiction brings additional regulatory obligations. Without structured mapping, each launch triggers a manual assessment that consumes weeks.
Regulators are tightening expectations on delegation arrangements. Evidencing effective oversight of delegates requires traceable mapping from requirements to monitoring controls.
IFPR, capital adequacy, and liquidity requirements demand clear mapping to risk management frameworks, reporting controls, and escalation procedures.
Mid-market investment managers typically operate with small compliance teams. They need leverage — not more manual mapping work.
Institutional investors increasingly demand evidence of regulatory compliance maturity. Ad hoc responses to DDQs waste time and create inconsistency.
How Govix changes this
Govix gives investment managers a structured, defensible mapping from regulation to evidence — scalable across funds, strategies, and jurisdictions.
Multi-framework relevance filtering
Surface only the AIFMD, MiFID II, prudential, and AML/CFT obligations that apply to your firm type, fund structures, and jurisdictions. Filter out what doesn’t apply — with documented rationale.
Scalable mapping architecture
A mapping that grows with your business. New fund launches inherit the relevant obligation framework. New jurisdictions layer in without re-building from scratch.
Delegation & oversight traceability
Map delegation requirements to your oversight controls and monitoring evidence. Demonstrate to regulators that delegation arrangements are properly governed — not just documented.
Investor-ready evidence
When institutional investors or fund boards ask about compliance maturity, export defensible traceability packs. Consistent, structured answers instead of ad hoc responses.
Prove it in 4–8 weeks
Start with AML/CFT, conduct, or delegation oversight. Govix delivers relevance-filtered obligations, defensible mappings, readable policies, and an audit-ready traceability pack.
- ✓ Relevance-filtered obligations
- ✓ Regulation → evidence mapping
- ✓ Gaps & remediation actions
- ✓ Readable policy outputs
- ✓ Audit-ready traceability pack
- ✓ Audit prep time reduced
- ✓ Mapping consistency improved
- ✓ DDQ response time decreased
- ✓ Time-to-update after changes
- ✓ New fund onboarding accelerated
Scale compliance with confidence
See how Govix helps investment managers maintain defensible compliance as they grow.